Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Phillip? Claim Your ProfilePhillip Fitzsimmons is a financial advisor currently registered with Hennion & Walsh, Inc. based in Parsippany, NJ. Phillip has over 30 years of experience in the financial services industry. In addition to his current role, Phillip has previously held positions with several other firms, including Bluerock Capital Markets LLC, Keane Financial, LLC, and Mellon Securities LLC. Phillip is a Series 63, 27, 53, 24, 4, 57TO, 99TO, 52TO, SIE, 55 and 7 licensed professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
04/17/2018 - Present
Hennion & Walsh, Inc. (PARSIPPANY NJ)
PA
07/25/2017 - 10/05/2017
HERALD INVESTMENT MARKETING, LLC (CHADDS FORD PA)
NY
05/26/2017 - 10/05/2017
BLUEROCK CAPITAL MARKETS LLC (NEW YORK NY)
NY
04/26/2005 - 01/29/2016
KEANE FINANCIAL, LLC (NEW YORK NY)
NJ
10/01/2001 - 09/30/2004
MELLON SECURITIES LLC (JERSEY CITY NJ)
IN
12/04/1998 - 06/11/2002
CONSECO SECURITIES, INC. (CARMEL IN)
NJ
01/29/1999 - 11/30/2001
FIRSTAR INVESTMENT SERVICES,INC. (MORRIS PLAINS NJ)
NJ
05/14/1990 - 11/06/1998
FIA CAPITAL GROUP, INC. (SHORT HILLS NJ)
NY
06/29/1989 - 09/06/1989
CARNEGIE INVESTOR SERVICES INC. (NEW YORK NY)
CO
04/06/1989 - 06/27/1989
SECURITIES USA, INC. (ENGLEWOOD CO)
NA
03/03/1989 - 04/08/1989
MONMOUTH INVESTMENTS, INC.
NA
02/18/1988 - 03/10/1989
INVESTORS CENTER, INC.
NA
03/07/1988 - 04/30/1988
SHEARSON LEHMAN HUTTON INC.
NA
02/26/1987 - 03/07/1988
E. F. HUTTON & COMPANY INC
BC
Issued 03/13/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/29/2007
Series 27 - Financial and Operations Principal Examination
BC
Issued 12/18/2006
Series 53 - Municipal Securities Principal Examination
BC
Issued 04/17/1989
Series 24 - General Securities Principal Examination
BC
Issued 01/13/1989
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/23/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 02/21/1987
Series 7 - General Securities Representative Examination
BC
Issued 08/22/1984
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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