Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Phillip? Claim Your ProfilePhillip Toth is a financial advisor with over 19 years of experience in the industry. Phillip currently works for Finalis Securities LLC. Prior to that, Phillip has worked at INVICTA CAPITAL LLC, OBERON SECURITIES, LLC, BONWICK CAPITAL PARTNERS, LLC, NATIONAL ALLIANCE SECURITIES, LLC, JANNEY MONTGOMERY SCOTT LLC, COHEN & COMPANY CAPITAL MARKETS, LLC, JVB FINANCIAL GROUP, LLC, STERNE, AGEE & LEACH, INC., FINANCIAL NORTHEASTERN SECURITIES, INC., and MULTI-BANK SECURITIES, INC. Phillip has a wide range of experience and expertise in the financial services industry. Phillip is licensed to sell securities in multiple states, including Florida, Idaho, Illinois, Maryland, New Jersey, New York, and Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
05/31/2023 - Present
Finalis Securities LLC (New York NY)
PA
05/22/2020 - 05/30/2023
INVICTA CAPITAL LLC (OAKMONT PA)
NY
09/22/2015 - 08/05/2018
OBERON SECURITIES, LLC (NEW YORK NY)
NY
02/18/2014 - 09/23/2015
BONWICK CAPITAL PARTNERS, LLC (NEW YORK NY)
NY
04/26/2013 - 02/18/2014
NATIONAL ALLIANCE SECURITIES, LLC (NEW YORK NY)
NY
04/20/2011 - 04/03/2012
JANNEY MONTGOMERY SCOTT LLC (NEW YORK NY)
NY
10/12/2010 - 04/18/2011
COHEN & COMPANY CAPITAL MARKETS, LLC (NEW YORK NY)
NY
09/30/2009 - 10/12/2010
JVB FINANCIAL GROUP, LLC (NEW YORK NY)
NY
01/30/2008 - 07/20/2009
STERNE, AGEE & LEACH, INC. (NEW YORK NY)
NJ
03/14/2005 - 01/08/2008
FINANCIAL NORTHEASTERN SECURITIES, INC. (FAIRFIELD NJ)
MI
10/02/2001 - 03/10/2005
MULTI-BANK SECURITIES, INC. (SOUTHFIELD MI)
BC
Issued 10/05/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/01/2014
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 08/05/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/01/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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