Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Phillip? Claim Your ProfilePhillip Edward Prevender is a financial advisor with Raymond James Financial Services Advisors, Inc. Phillip has been in the industry since 1993, holding various licenses and passing numerous industry exams. Phillip's experience spans multiple firms including Merrill Lynch, Pierce, Fenner & Smith Incorporated and BANC OF AMERICA INVESTMENT SERVICES, INC.. Phillip's expertise includes financial planning, pension consulting, portfolio management for individuals and businesses, and educational seminars. Phillip is a Certified Financial Planner and offers other services including hourly and fixed rate consultations and selection of other advisers.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
NM
06/28/2012 - Present
Raymond James Financial Services Advisors, Inc. (Albuquerque NM)
NM
03/26/1998 - 08/28/2007
BANC OF AMERICA INVESTMENT SERVICES, INC. (ALBUQUERQUE NM)
NY
06/15/1993 - 03/27/1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 07/09/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/18/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/12/1999
Series 53 - Municipal Securities Principal Examination
BC
Issued 06/14/1999
Series 4 - Registered Options Principal Examination
BC
Issued 07/02/1998
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/14/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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