Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Phillip? Claim Your ProfilePhillip Edward Hall is a registered investment advisor representative with Oppenheimer & Co. Inc., licensed in Tennessee and Massachusetts. Phillip has over 28 years of experience in the financial services industry and holds a variety of licenses, including Series 3, 7, 9, 10, 31, 63, 65, 99 and SIE. Phillip has previously held positions at B. Riley Wealth Management, BNY Mellon Securities Corporation, Salient Capital L.P., Foreside Fund Services, LLC, Morgan Stanley, Citigroup Global Markets Inc., Morgan Stanley DW Inc., Olde Discount Corporation and Corporate Securities Group, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
TN
01/06/2022 - Present
Oppenheimer & Co. Inc. (NASHVILLE TN)
TN
01/15/2021 - 12/06/2021
B. RILEY WEALTH MANAGEMENT (FRANKLIN TN)
NY
03/16/2018 - 01/21/2021
BNY MELLON SECURITIES CORPORATION (NEW YORK NY)
TX
09/10/2015 - 02/28/2018
SALIENT CAPITAL L.P. (HOUSTON TX)
ME
08/21/2014 - 09/08/2015
FORESIDE FUND SERVICES, LLC (PORTLAND ME)
IL
06/01/2009 - 08/12/2014
MORGAN STANLEY (CHICAGO IL)
IL
02/02/2006 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (NAPERVILLE IL)
KS
01/25/1999 - 02/02/2006
MORGAN STANLEY DW INC. (OVERLAND PARK KS)
MI
10/31/1994 - 02/10/1999
OLDE DISCOUNT CORPORATION (DETROIT MI)
MO
05/02/1994 - 07/19/1994
CORPORATE SECURITIES GROUP, INC. (ST. LOUIS MO)
IA
Issued 07/19/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/17/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/28/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 05/31/2024
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/19/2011
Series 3 - National Commodity Futures Examination
BC
Issued 10/22/1999
Series 31 - Futures Managed Funds Examination
BC
Issued 04/29/1994
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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