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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Phillip? Claim Your ProfilePhillip Earl Wepking is a financial advisor associated with LPL Financial LLC, a registered broker-dealer, and investment advisor. Phillip has been in the industry since 1995 and has a broad range of experience. His current registrations include Series 63 and 65 licenses. Phillip's experience spans various financial institutions, including U.S. Bancorp Investments, Inc., Fifth Third Securities, Inc., Capital Brokerage Corporation, Forth Financial Securities, Corporation, and Dean Witter Reynolds Inc. Phillip's current practice focuses on serving a variety of client types, including high-net-worth individuals, corporations or other businesses, and pension and profit-sharing plans. His firm's expertise includes providing financial planning, portfolio management, and pension consulting services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TN
10/31/2011 - Present
LPL Financial LLC (NOLENSVILLE TN)
TN
06/01/2010 - 10/28/2011
U.S. BANCORP INVESTMENTS, INC. (ANTIOCH TN)
TN
10/16/2001 - 06/02/2010
FIFTH THIRD SECURITIES, INC. (FRANKLIN TN)
VA
12/01/1997 - 10/04/2001
CAPITAL BROKERAGE CORPORATION (GLEN ALLEN VA)
VA
02/13/1997 - 12/01/1997
FORTH FINANCIAL SECURITIES, CORPORATION (RICHMOND VA)
NY
07/17/1995 - 12/03/1996
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 04/10/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/21/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/28/1995
Series 31 - Futures Managed Funds Examination
BC
Issued 07/14/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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