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Phillip Douglas Fletcher

Mufg Securities Americas Inc.

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About Phillip Douglas Fletcher

Phillip Douglas Fletcher is a financial professional with over 10 years of experience in the financial services industry. Phillip is currently registered with Mufg Securities Americas Inc. in New York, NY. Prior to that, Phillip worked at Citigroup Global Markets Inc., also in New York. Phillip holds FINRA Series 7, 63, 79, and SIE licenses.

Firm Information

Phillip Fletcher is currently registered with Mufg Securities Americas Inc.. Mufg Securities Americas Inc. is a corporation approved on December 8, 1988. It is registered in all 50 states, the District of Columbia, and Puerto Rico. The firm has been registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

351

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Phillip Fletcher’s Registration & Firm History

NY

10/11/2023 - Present

Mufg Securities Americas Inc. (NEW YORK NY)

NY

08/12/2013 - 10/31/2023

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/15/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/23/2013

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 08/12/2013

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Phillip Douglas Fletcher.
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