Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Phillip? Claim Your ProfilePhillip David Hurner is a financial advisor with over 30 years of experience in the industry. Phillip currently works at Wells Fargo Clearing Services, LLC, a firm with a vast network of advisors and a commitment to providing comprehensive financial solutions. Phillip's expertise extends across various areas including investment consulting services to institutional clients, financial planning, pension consulting, and portfolio management. He is also a registered investment advisor with a history of working with diverse client types. Prior to joining Wells Fargo Clearing Services, LLC, Phillip held positions with Morgan Stanley, Citigroup Global Markets Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, AEGON USA Securities Inc., and NYLIFE Securities Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NV
06/24/2019 - Present
Wells Fargo Clearing Services, LLC (RENO NV)
CA
06/01/2009 - 08/05/2014
MORGAN STANLEY (WALNUT CREEK CA)
CA
03/20/2008 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (WALNUT CREEK CA)
CA
10/22/1996 - 03/26/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WALNUT CREEK CA)
IA
09/11/1992 - 10/22/1996
AEGON USA SECURITIES INC. (CEDAR RAPIDS IA)
NY
07/15/1988 - 09/22/1992
NYLIFE SECURITIES INC. (NEW YORK NY)
IA
Issued 04/16/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/24/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/23/1999
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/23/1999
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/25/1994
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/09/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 09/01/1993
Series 7 - General Securities Representative Examination
BC
Issued 04/13/1989
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 07/14/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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