Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Phillip? Claim Your ProfilePhillip Davis is a financial advisor with over 20 years of experience in the industry. Phillip is currently registered with J.P. Morgan Securities LLC and has held previous roles with Chase Investment Services Corp., BANC One Securities Corporation, E*TRADE Securities LLC, Raymond James Financial Services, Inc., Argo Securities Corp., SAL Financial Services, and Sterne, Agee & Leach, Inc. Phillip holds Series 63, 65, 7, 24, and 4 licenses. Phillip is committed to providing clients with personalized financial advice and strategies to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
OH
09/14/2015 - Present
J.p. Morgan Securities LLC (Columbus OH)
OH
10/01/2012 - 04/07/2014
J.P. MORGAN SECURITIES LLC (COLUMBUS OH)
OH
07/06/2005 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (COLUMBUS OH)
IL
06/12/2003 - 07/06/2005
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
NJ
09/26/2001 - 10/29/2002
E*TRADE SECURITIES LLC (JERSEY CITY NJ)
FL
02/01/2001 - 06/01/2001
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
TX
03/24/2000 - 08/18/2000
ARGO SECURITIES CORP. (PLANO TX)
AL
06/02/1998 - 03/30/2000
SAL FINANCIAL SERVICES (BIRMINGHAM AL)
AL
03/25/1998 - 05/06/1998
STERNE, AGEE & LEACH, INC. (BIRMINGHAM AL)
IA
Issued 03/30/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/27/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/25/2000
Series 24 - General Securities Principal Examination
BC
Issued 06/19/1999
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/24/1998
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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