Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Phillip? Claim Your ProfilePhillip Argue is an investment advisor representative who has been in the industry since 2008. Phillip is currently registered with Seia, and is licensed in California. Phillip has previously worked at OSAIC WEALTH, INC., MORGAN STANLEY, and CITIGROUP GLOBAL MARKETS INC. Phillip offers financial planning, educational seminars, selection of other advisors, and portfolio management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
11/09/2022 - Present
Seia (LOS ANGELES CA)
CA
01/13/2023 - 08/23/2023
OSAIC WEALTH, INC. (LOS ANGELES CA)
CA
06/01/2009 - 04/24/2017
MORGAN STANLEY (BREA CA)
CA
01/25/2008 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (LOS ANGELES CA)
BOTH
Issued 04/28/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/16/2009
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/05/2009
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/13/2023
Series 7TO - General Securities Representative Examination
BC
Issued 01/13/2023
SIE - Securities Industry Essentials Examination
BC
Issued 05/21/2010
Series 3 - National Commodity Futures Examination
BC
Issued 01/24/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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