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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Phillip? Claim Your ProfilePhillip Richards is a financial advisor who has been in the industry since 1969. Phillip has been registered with Cetera Investment Advisers LLC since August 2023. Prior to that, Phillip was registered with Securian Financial Services, Inc. Phillip has experience in a variety of areas, including financial planning, pension consulting, and portfolio management for businesses and individuals. Phillip holds the Series 7, 24, and 63 licenses. Phillip is also a member of the Mayo Clinic of Arizona Leadership Council.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MN
08/10/2023 - Present
Cetera Investment Advisers LLC (MINNEAPOLIS MN)
MN
01/22/1991 - 08/10/2023
SECURIAN FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
MN
08/24/1988 - 10/28/2021
CRI SECURITIES, LLC (MINNEAPOLIS MN)
NA
11/23/1988 - 08/23/1990
CONSOLIDATED RESOURCES, INC.
NA
07/13/1983 - 09/21/1988
CONSOLIDATED RESOURCES, INC.
NA
11/24/1979 - 07/08/1986
THE MINNESOTA MUTUAL LIFE INSURANCE COMPANY
NA
10/16/1980 - 07/27/1983
FDI SECURITIES, INC.
NA
06/16/1975 - 05/14/1980
INTEGRATED RESOURCES EQUITY CORPORATION
NA
11/24/1969 - 07/13/1975
NORTH STAR EQUITIES COMPANY
NA
11/24/1969 - 07/13/1975
THE MINNESOTA MUTUAL LIFE INSURANCE COMPANY
BC
Issued 1/7/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 7/1/1983
Series 24 - General Securities Principal Examination
BC
Issued 1/2/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 7/31/1969
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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