Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Phillip? Claim Your ProfilePhillip Clifton Allen has over 30 years of experience in the financial industry. Phillip is a Registered Representative with Madison Avenue Securities, LLC. Phillip currently holds a Series 6, Series 63, Series 65, and Series 26 license. Phillip has worked for a variety of firms over the years, including Capital Investment Group, Inc., W.C. Smith & Company, Inc., WMA Securities, Inc., Washington Square Securities, Inc. and PFS Investments Inc. Phillip has a wide range of experience and is knowledgeable about a variety of financial products and services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
12/14/2022 - Present
Madison Avenue Securities, LLC (SAN DIEGO CA)
SC
01/02/2004 - 10/06/2017
CAPITAL INVESTMENT GROUP, INC. (GREENVILLE SC)
SC
02/26/2002 - 12/31/2003
W.C. SMITH & COMPANY, INC. (GREENVILLE SC)
GA
05/22/2001 - 03/07/2002
WMA SECURITIES, INC. (DULUTH GA)
CT
09/29/1999 - 05/09/2001
WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)
GA
02/28/1997 - 09/30/1999
WMA SECURITIES, INC. (DULUTH GA)
GA
09/24/1996 - 12/31/1996
WMA SECURITIES, INC. (DULUTH GA)
CO
05/08/1996 - 10/03/1996
UNITED SECURITIES ALLIANCE, INC. (GREENWOOD VILLAGE CO)
GA
10/09/1995 - 05/01/1996
WMA SECURITIES, INC. (DULUTH GA)
GA
02/20/1985 - 10/04/1995
PFS INVESTMENTS INC. (DULUTH GA)
IA
Issued 02/27/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/19/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/06/2001
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/19/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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