Unclaimed
Phillip Clayton Wright is a securities professional with over 20 years of experience in the financial industry. Phillip has held positions at TD Securities (usa) LLC, Commerce Capital Markets, Inc., and Hennion & Walsh, Inc. Phillip currently holds licenses for Series 7, Series 55, Series 57TO, Series 52TO, Series 53, and Series 63 exams and is registered in 52 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/02/2009 - Present
TD Securities (usa) LLC (NEW YORK NY)
PA
05/05/2004 - 01/14/2009
COMMERCE CAPITAL MARKETS, INC. (PHILADELPHIA PA)
NJ
11/05/2003 - 02/12/2004
HENNION & WALSH, INC. (PARSIPPANY NJ)
BC
Issued 01/16/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/18/2015
Series 53 - Municipal Securities Principal Examination
BC
Issued 08/01/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/13/2007
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/04/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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