Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Phillip? Claim Your ProfilePhillip Chen-yu Chen is a financial advisor with Corebridge Capital Services, Inc., located in HOUSTON, TX. Phillip has been in the financial industry since January 19, 2006. Phillip is licensed in Texas. Phillip Chen-yu Chen holds Series 4, 7, 24, 53, 66, and SIE licenses and has held positions at CETERA ADVISOR NETWORKS LLC and NATIONAL PLANNING CORPORATION.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
05/16/2019 - Present
Corebridge Capital Services, Inc. (HOUSTON TX)
CA
10/25/2011 - 04/26/2019
CETERA ADVISOR NETWORKS LLC (EL SEGUNDO CA)
CA
01/01/2006 - 10/24/2011
NATIONAL PLANNING CORPORATION (LOS ANGELES CA)
BOTH
Issued 12/01/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/25/2010
Series 4 - Registered Options Principal Examination
BC
Issued 09/01/2006
Series 53 - Municipal Securities Principal Examination
BC
Issued 05/01/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/27/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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