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Phillip Carl Petersen

Harbour Investments, Inc.

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About Phillip Carl Petersen

Phillip Carl Petersen is a financial advisor with over 25 years of experience in the industry. Phillip is registered with Harbour Investments, Inc. in Wisconsin, and has a Series 7, Series 6, Series 63, and Series 66 license. Phillip has experience with both individual and institutional clients. Phillip Carl Petersen has prior experience at THRIVENT INVESTMENT MANAGEMENT INC. and LUTHERAN BROTHERHOOD SECURITIES CORP. As a registered representative, Phillip Carl Petersen can offer investment advice and products to clients.

Firm Information

Phillip Petersen is currently registered with Harbour Investments, Inc.. Harbour Investments, Inc. is a Corporation based in Madison, WI, formed in 1987 and approved by the SEC. With over 200 licensed agents and investment advisor representatives, the firm manages between $1 billion and $10 billion in assets for a wide range of clients, including individuals, high net worth individuals, corporations, insurance companies, charitable organizations, and pension plans. Harbour Investments, Inc. offers financial planning, portfolio management for individuals, and selection of other advisors. The firm is registered in all 50 states and the District of Columbia.
Harbour Investments, Inc.

575 D'ONOFRIO DRIVE

MADISON, WI 53719

$6.10B

Assets Under Management

3,206

Total Clients

274

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Phillip Petersen’s Registration & Firm History

WI

11/23/2009 - Present

Harbour Investments, Inc. (GREEN BAY WI)

MN

07/01/2002 - 10/05/2004

THRIVENT INVESTMENT MANAGEMENT INC. (MINNEAPOLIS MN)

MN

10/04/1995 - 07/01/2002

LUTHERAN BROTHERHOOD SECURITIES CORP. (MINNEAPOLIS MN)

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Licenses & Designations

BOTH

Issued 08/07/2002

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/03/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/13/2001

Series 7 - General Securities Representative Examination

BC

Issued 10/03/1995

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Phillip Carl Petersen.
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