Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Phillip? Claim Your ProfilePhillip Arthur Hamilton is a financial advisor with Stifel, Nicolaus & Company, Inc. Phillip has been in the financial services industry for over 30 years. Phillip holds both Series 63 and Series 65 licenses, as well as a number of other securities and commodities licenses. Phillip specializes in working with individuals, high-net-worth individuals, corporations, businesses, investment clubs, insurance companies, charitable organizations, pension plans, and pooled investment vehicles. Phillip is a registered representative and investment advisor representative in multiple states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
01/14/2020 - Present
Stifel, Nicolaus & Company, Inc. (CLAYTON MO)
NY
06/17/1994 - 01/09/2001
CIBC WORLD MARKETS CORP. (NEW YORK NY)
NY
07/23/1992 - 06/23/1994
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 01/18/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/24/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/25/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/09/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/20/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 07/31/1992
Series 3 - National Commodity Futures Examination
BC
Issued 07/21/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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