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Phillip Arthur Gillis

THE Leaders Group, Inc.

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About Phillip Arthur Gillis

Phillip Gillis is a financial advisor with The Leaders Group, Inc. in Littleton, Colorado. Phillip has been in the financial services industry since 1984 and has a broad range of experience. Phillip is registered in California, Kentucky, and North Carolina and holds a Series 7, Series 6, and Series 63 license. Phillip is dedicated to helping clients achieve their financial goals.

Firm Information

Phillip Gillis is currently registered with THE Leaders Group, Inc.. THE Leaders Group, Inc. is a Corporation registered in 52 states and the District of Columbia, with an approved SEC registration. Formed on July 14, 1994, the firm has a history of providing financial services.

Not reported

Assets Under Management

Not reported

Total Clients

854

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Phillip Gillis’s Registration & Firm History

CO

07/09/2019 - Present

THE Leaders Group, Inc. (LITTLETON CO)

DC

07/29/2013 - 07/11/2019

UBS FINANCIAL SERVICES INC. (WASHINGTON DC)

KY

03/02/2011 - 12/31/2012

ING FINANCIAL PARTNERS, INC. (LEXINGTON KY)

CO

07/16/2003 - 09/16/2010

THE LEADERS GROUP, INC. (LITTLETON CO)

IA

01/01/1996 - 07/14/2003

LOCUST STREET SECURITIES, INC. (DES MOINES IA)

NY

03/01/1994 - 01/01/1996

CNA INVESTOR SERVICES, INC. (NEW YORK NY)

MA

02/01/1989 - 04/07/1993

METLIFE SECURITIES INC. (SPRINGFIELD MA)

NY

02/01/1989 - 04/07/1993

METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)

NA

01/27/1982 - 12/31/1988

N.I.S. FINANCIAL SERVICES, INC.

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Licenses & Designations

BC

Issued 02/05/1982

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/28/2012

Series 7 - General Securities Representative Examination

BC

Issued 01/21/1982

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Phillip Arthur Gillis. Review regulatory record here.
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