Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Phillip? Claim Your ProfilePhillip Anthony Caravia is a financial advisor registered with Raymond James Financial Services Advisors, Inc. Phillip has been in the industry since June 2006 and has experience with a variety of clients including high-net-worth individuals, corporations, and retirement plans. Phillip has a strong background in financial planning, portfolio management, and retirement planning. Phillip holds licenses to provide investment advice and securities brokerage services in several states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
IL
01/28/2017 - Present
Raymond James Financial Services Advisors, Inc. (FAIRVIEW HEIGHTS IL)
IL
06/20/2006 - 11/09/2016
EDWARD JONES (SWANSEA IL)
NY
04/17/2001 - 04/09/2002
NEW ENGLAND SECURITIES (NEW YORK NY)
BOTH
Issued 12/23/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/23/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/18/2017
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/01/2017
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/19/2006
Series 7 - General Securities Representative Examination
BC
Issued 04/16/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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