Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Phillip? Claim Your ProfilePhillip Yargeau is a registered investment advisor representative with Ashton Thomas Securities, LLC. Phillip has been in the securities industry since 1993 and has experience in various financial services. Phillip holds Series 7 and Series 63 licenses, as well as the SIE exam. Phillip is currently registered in 14 states and specializes in providing financial planning and portfolio management services to individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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NY
10/18/2021 - Present
Ashton Thomas Securities, LLC (ROCHESTER NY)
NY
05/25/1993 - 06/30/2011
ENSEMBLE FINANCIAL SERVICES, INC. (ROCHESTER NY)
IA
Issued 10/19/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/13/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/24/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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