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Phillip A Schwegmann

L.m. Kohn & Co.

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About Phillip A Schwegmann

Phillip Schwegmann is a financial advisor at L.m. Kohn & Co. Phillip has over 30 years of experience in the financial services industry and is registered with the state of Ohio. Phillip has a strong track record of providing investment advice to individuals, corporations, and institutions. Phillip has a Series 7, Series 63, and SIE licenses and specializes in providing financial planning, pension consulting, and portfolio management services.

Firm Information

Phillip Schwegmann is currently registered with L.m. Kohn & Co.. L.m. Kohn & Co. is a corporation formed in 1990, headquartered in Cincinnati, Ohio. They offer a range of advisory services including financial planning, pension consulting, portfolio management for individuals and businesses, and selection of other advisors. They primarily serve individuals, corporations, pension and profit-sharing plans, and high-net-worth individuals with approximately $1 billion to $10 billion in assets under management. The firm is registered with the SEC and in 49 states.
L.m. Kohn & Co.

10151 CARVER RD.

CINCINNATI, OH 45242

$2.09B

Assets Under Management

Not reported

Total Clients

77

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Flat commission/execution fee

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Phillip Schwegmann’s Registration & Firm History

OH

01/03/2024 - Present

L.m. Kohn & Co. (Cincinnati OH)

OH

06/01/2009 - 12/14/2023

MORGAN STANLEY (Cincinnati OH)

OH

07/31/1993 - 06/01/2009

CITIGROUP GLOBAL MARKETS INC. (CINCINNATI OH)

NY

07/06/1993 - 07/31/1993

LEHMAN BROTHERS INC. (NEW YORK NY)

NA

11/03/1987 - 07/08/1993

LEGG MASON WOOD WALKER, INCORPORATED

MD

05/22/1986 - 07/08/1993

LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)

NA

10/30/1987 - 11/04/1987

LEGG MASON MASTEN INC.

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Licenses & Designations

BC

Issued 06/18/1986

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/17/1986

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Phillip A Schwegmann. Review regulatory record here.
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