Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Philippe? Claim Your ProfilePhilippe Roland Sandmeier is a financial professional with over 10 years of experience in the securities industry. Currently registered with Bbva Securities Inc., Philippe previously held positions at Mizuho Securities USA LLC, Santander Investment Securities Inc., Deutsche Bank Securities Inc., and RBS Securities Inc. Philippe holds the Series 7, Series 63, Series 79TO and SIE exams and is registered in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
11/03/2021 - Present
Bbva Securities Inc. (NEW YORK NY)
NY
08/26/2019 - 04/20/2021
MIZUHO SECURITIES USA LLC (NEW YORK NY)
NY
12/04/2015 - 01/16/2019
SANTANDER INVESTMENT SECURITIES INC. (NEW YORK NY)
NY
08/31/2010 - 02/25/2014
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
CT
12/12/2008 - 06/29/2010
RBS SECURITIES INC. (STAMFORD CT)
NY
12/07/2006 - 12/12/2008
RBS SECURITIES CORPORATION (NEW YORK NY)
BC
Issued 10/12/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/06/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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