Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Philippe? Claim Your ProfilePhilippe Gourlaouen is a financial advisor with UBS Financial Services Inc. in Oklahoma City, Oklahoma. Philippe has been in the industry since December 2019. Before joining UBS, Philippe was with M HOLDINGS SECURITIES, INC. in Greenwood Village, Colorado and prior to that was with WELLS FARGO CLEARING SERVICES, LLC in Broomfield, Colorado. Philippe has a Series 6, Series 63 and Series 6TO license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
OK
04/04/2024 - Present
UBS Financial Services Inc. (OKLAHOMA CITY OK)
CO
11/18/2022 - 04/25/2024
M HOLDINGS SECURITIES, INC. (GREENWOOD VILLAGE CO)
CO
05/02/2018 - 04/08/2021
WELLS FARGO CLEARING SERVICES, LLC (BROOMFIELD CO)
BC
Issued 06/11/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/21/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/02/2018
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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