Invested Better
Unclaimed

Unclaimed

Unclaimed

Philip Yong Kim

MCS Capital Markets LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Philip? Claim Your Profile

About Philip Yong Kim

Philip Yong Kim is a registered representative with MCS Capital Markets LLC, with over 15 years of experience in the financial services industry. Philip has previously held roles at KKR Capital Markets LLC and MORGAN STANLEY & CO. LLC. Philip holds a Series 7, Series 63, Series 24, SIE, and Series 79TO licenses. Philip is registered with the Financial Industry Regulatory Authority (FINRA) and is licensed in 53 states and jurisdictions.

Firm Information

Philip Kim is currently registered with MCS Capital Markets LLC. MCS Capital Markets LLC is a Limited Liability Company formed on June 25, 2009. The firm is registered in 35 states and is also approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

4

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Philip Kim’s Registration & Firm History

NY

07/01/2013 - Present

MCS Capital Markets LLC (NEW YORK NY)

NY

03/14/2008 - 07/10/2012

MORGAN STANLEY & CO. LLC (NEW YORK NY)

Not sure if Philip Yong Kim is right for you?

Licenses & Designations

BC

Issued 09/19/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/25/2023

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/05/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Philip Yong Kim. Review regulatory record here.
Not sure if Philip Yong Kim is right for you?