Unclaimed
Philip Yong Kim is a registered representative with MCS Capital Markets LLC, with over 15 years of experience in the financial services industry. Philip has previously held roles at KKR Capital Markets LLC and MORGAN STANLEY & CO. LLC. Philip holds a Series 7, Series 63, Series 24, SIE, and Series 79TO licenses. Philip is registered with the Financial Industry Regulatory Authority (FINRA) and is licensed in 53 states and jurisdictions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/01/2013 - Present
MCS Capital Markets LLC (NEW YORK NY)
NY
03/14/2008 - 07/10/2012
MORGAN STANLEY & CO. LLC (NEW YORK NY)
BC
Issued 09/19/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/25/2023
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/05/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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