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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Philip? Claim Your ProfilePhilip Paul is a financial advisor with over 16 years of experience in the industry. Philip is a registered representative with Morgan Stanley, a leading global financial services firm. Philip has a wide range of experience in the financial services industry, including experience with PNC Investments and Merrill Lynch. Philip holds the Series 7 and Series 66 licenses, as well as the SIE. Philip is also a Certified Financial Planner. Philip is currently registered with the states of New Jersey, Texas, and 37 other states. Philip provides financial planning, investment management, and asset allocation advice to individuals, businesses, and institutions. Philip is dedicated to providing clients with personalized service and helping them reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NJ
08/09/2021 - Present
Morgan Stanley (Paramus NJ)
NJ
10/10/2017 - 08/02/2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (FLORHAM PARK NJ)
NJ
10/04/2013 - 11/19/2015
PNC INVESTMENTS (STERLING NJ)
NJ
12/01/2004 - 10/08/2013
AXA ADVISORS, LLC (WOODBRIDGE NJ)
BOTH
Issued 12/15/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/30/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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