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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Philip? Claim Your ProfilePhilip Sloan is a financial advisor who has been working in the industry since 1972. Philip Sloan is currently registered with Stifel, Nicolaus & Company, Inc. in Michigan and Texas, and has previous experience with several other firms including UBS Financial Services Inc., Dean Witter Reynolds Inc., and Reynolds Securities, Inc. Philip Sloan holds the following licenses: Series 7TO, SIE, PC, and Series 1. Philip Sloan is also licensed to provide financial advice in several states, including California, Colorado, Florida, Illinois, Michigan, Minnesota, Mississippi, New York, Ohio, Oregon, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MI
06/03/2021 - Present
Stifel, Nicolaus & Company, Inc. (GROSSE POINTE MI)
MI
08/11/1994 - 10/16/2013
UBS FINANCIAL SERVICES INC. (GROSSE POINTE FARMS MI)
NY
02/24/1978 - 08/05/1994
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NA
03/01/1974 - 02/24/1978
REYNOLDS SECURITIES, INC.
NA
07/02/1973 - 04/30/1974
DUPONT WALSTON, INCORPORATED
NA
10/18/1972 - 07/02/1973
DUPONT GLORE FORGAN INC
IA
Issued 10/31/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/14/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/13/1994
PC - AMEX Put and Call Exam
BC
Issued 10/05/1972
Series 1 - Registered Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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