Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Philip? Claim Your ProfilePhilip William Seefried is a financial advisor with over 30 years of experience in the financial services industry. Philip is currently registered with Capstone Partners in Denver, CO. Philip has held previous positions with HEADWATERS BD, LLC and CREDIT SUISSE FIRST BOSTON CORPORATION. Philip is a Series 7, 24, 8, 63, 79TO, 99TO and SIE licensed financial advisor and holds a strong commitment to providing clients with personalized investment advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
05/17/2018 - Present
Capstone Partners (Denver CO)
CO
03/11/2002 - 03/04/2019
HEADWATERS BD, LLC (DENVER CO)
NY
10/20/1987 - 07/26/2000
CREDIT SUISSE FIRST BOSTON CORPORATION (NEW YORK NY)
BC
Issued 02/25/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/08/1995
Series 24 - General Securities Principal Examination
BC
Issued 11/12/1994
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/17/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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