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Philip Wan-fay Choi

Advisors Asset Management, Inc.

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About Philip Wan-fay Choi

Philip Wan-fay Choi is a registered representative with Advisors Asset Management, Inc. based in Boca Raton, FL. Philip has been working in the financial industry since June 6, 2020. Prior to joining Advisors Asset Management, Inc., Philip was employed with AXIO FINANCIAL LLC and INSPEREX LLC. Philip is licensed to sell securities in Florida, Iowa, Kansas, Minnesota, Missouri, Nebraska, North Dakota, and South Dakota. Philip holds the Series 7TO, SIE, and Series 63 licenses. Advisors Asset Management, Inc. provides investment advice to businesses, individuals, and investment companies.

Firm Information

Philip Choi is currently registered with Advisors Asset Management, Inc.. Advisors Asset Management, Inc. is a corporation formed in 2008 and headquartered in Monument, Colorado. The firm provides investment advisory services to individuals, businesses, and pooled investment vehicles. They specialize in portfolio management and serve a wide range of clients including individuals, corporations, investment companies, pension plans, and other investment advisors. The firm is registered with the SEC and in all 50 states and the District of Columbia. Their website and social media presence provide access to their services and resources.
Advisors Asset Management, Inc.

18925 BASE CAMP ROAD

MONUMENT, CO 80132

$3.85B

Assets Under Management

Not reported

Total Clients

185

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

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supervisor/evaluator to unit investment trusts

Supervisor/evaluator to unit investment trusts

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Philip Choi’s Registration & Firm History

FL

07/05/2023 - Present

Advisors Asset Management, Inc. (Boca Raton FL)

FL

11/16/2021 - 06/22/2023

AXIO FINANCIAL LLC (Boca Raton FL)

FL

05/13/2020 - 11/02/2021

INSPEREX LLC (Delray Beach FL)

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Licenses & Designations

BC

Issued 06/16/2020

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/13/2020

Series 7TO - General Securities Representative Examination

BC

Issued 02/04/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Philip Wan-fay Choi.
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