Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Philip? Claim Your ProfilePhilip Wai ming Lee is a registered investment advisor representative with Neuberger Berman BD LLC. Philip is a Chartered Financial Analyst. Philip has been in the industry since 2010. Philip is registered in New York, Pennsylvania. Philip's firm is Neuberger Berman BD LLC and their primary office is located in New York, NY. Neuberger Berman BD LLC has a total of 1060 employees, including 820 registered representatives. The firm's employees provide advisory services to a variety of clients, including individuals, corporations, and institutions. Neuberger Berman BD LLC does not provide financial planning services. Philip's profile on the SEC's website can be accessed here: [https://adviserinfo.sec.gov/individual/summary/4844229].
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
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A percentage of the total value of assets under management is charged.
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IL
02/18/2022 - Present
Neuberger Berman BD LLC (CHICAGO IL)
BC
Issued 06/03/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/28/2022
SIE - Securities Industry Essentials Examination
BC
Issued 02/21/2022
Series 7TO - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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