Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Philip? Claim Your ProfilePhilip Gauntlett is a financial advisor with Cetera Investment Advisers LLC based in Bradenton, FL. Philip has been in the financial industry since October 21, 2004. Philip specializes in financial planning, pension consulting, and portfolio management for individuals and businesses. He has a strong track record of success in helping clients achieve their financial goals. Philip is a registered investment advisor and holds Series 6, 7, 63, and 66 securities licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
10/27/2021 - Present
Cetera Investment Advisers LLC (BRADENTON FL)
FL
02/13/2013 - 07/17/2014
RAYMOND JAMES & ASSOCIATES, INC. (LAKEWOOD RANCH FL)
FL
08/31/2011 - 02/13/2013
MORGAN KEEGAN & COMPANY, INC. (SARASOTA FL)
NA
11/30/1983 - 11/07/1990
FIRST AMERICAN NATIONAL SECURITIES, INC.
BOTH
Issued 10/24/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 8/16/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 8/30/2011
Series 7 - General Securities Representative Examination
BC
Issued 11/29/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Philip Gauntlett is the right advisor for you? Invested Better is here to help.
