Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Philip? Claim Your ProfilePhilip Gauntlett is a financial advisor registered with Cetera Investment Advisers LLC. Philip has been in the financial services industry since 1983 and is licensed to offer securities and investment advice in numerous states. Philip specializes in providing financial planning, portfolio management and pension consulting services to individuals, businesses, and charitable organizations. In addition to Cetera Investment Advisers LLC, Philip has previously worked with Raymond James & Associates, Inc., Morgan Keegan & Company, Inc., and First American National Securities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
10/27/2021 - Present
Cetera Investment Advisers LLC (BRADENTON FL)
FL
02/13/2013 - 07/17/2014
RAYMOND JAMES & ASSOCIATES, INC. (LAKEWOOD RANCH FL)
FL
08/31/2011 - 02/13/2013
MORGAN KEEGAN & COMPANY, INC. (SARASOTA FL)
NA
11/30/1983 - 11/07/1990
FIRST AMERICAN NATIONAL SECURITIES, INC.
BOTH
Issued 10/24/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/16/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/30/2011
Series 7 - General Securities Representative Examination
BC
Issued 11/29/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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