Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Philip? Claim Your ProfilePhilip Bailey is a financial advisor with over 19 years of experience in the industry. Philip has held licenses in the state of North Carolina since 2018 and is currently employed by Charles Schwab & CO., Inc. Philip is a Series 66, Series 10, Series 9, Series 7TO, Series 7 and SIE licensed professional. Philip has worked previously at SECURIAN FINANCIAL SERVICES, INC. and A. G. EDWARDS & SONS, INC. . Philip is a registered investment advisor in North Carolina, and a broker with the following licenses: Series 66, Series 10, Series 9, Series 7TO, Series 7 and SIE. In addition to brokerage services, Philip is also an experienced financial planner and can assist with investment strategies and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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NC
12/21/2018 - Present
Charles Schwab & CO., Inc. (Southern Pines NC)
NC
05/09/2006 - 10/29/2008
SECURIAN FINANCIAL SERVICES, INC. (PINEHURST NC)
MO
10/07/2004 - 05/02/2006
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
BOTH
Issued 01/31/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/25/2019
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/10/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/28/2018
Series 7TO - General Securities Representative Examination
BC
Issued 11/16/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/06/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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