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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Philip? Claim Your ProfilePhilip Thomas Winterson is a financial advisor at Wells Fargo Clearing Services, LLC. Philip has been in the financial services industry since 1991 and holds licenses to sell securities in multiple states, including California. Philip's professional experience spans several firms, including CitiCorp Investment Services and Quick & Reilly, Inc. Philip has extensive experience in portfolio management, and Philip is also a licensed Investment Adviser Representative in California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
02/18/2011 - Present
Wells Fargo Clearing Services, LLC (LOS ANGELES CA)
CA
10/26/1999 - 05/25/2006
CITICORP INVESTMENT SERVICES (LOS ANGELES CA)
CA
03/09/1999 - 11/05/1999
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
NY
06/21/1993 - 03/10/1999
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NY
06/01/1993 - 06/09/1993
QUICK & REILLY, INC. (NEW YORK NY)
RI
01/21/1992 - 04/28/1993
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
CA
12/24/1990 - 10/16/1991
SMITH CULVER, INC. (SAN FRANCISCO CA)
CO
11/26/1990 - 12/04/1990
THE STUART-JAMES COMPANY, INCORPORATED (DENVER CO)
IA
Issued 04/12/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/01/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/13/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/03/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/29/2008
Series 3 - National Commodity Futures Examination
BC
Issued 11/21/1990
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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