Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Philip? Claim Your ProfilePhilip Straley is a financial advisor with over 20 years of experience in the industry. Philip is currently registered with LPL Financial LLC. Before joining LPL, Philip worked at Avantax Investment Services, Inc. and 1st Global Capital Corp. Philip is also a certified public accountant and holds a Personal Financial Specialist designation. Philip is committed to providing personalized financial advice and helping clients achieve their financial goals. Philip is licensed to provide advisory services in Florida, Georgia, Michigan, Texas and Utah.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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MI
02/01/2021 - Present
LPL Financial LLC (ALPENA MI)
MI
10/25/2019 - 12/22/2020
AVANTAX INVESTMENT SERVICES, INC. (ALPENA MI)
MI
10/14/1999 - 10/25/2019
1ST GLOBAL CAPITAL CORP. (ALPENA MI)
BOTH
Issued 11/12/1999
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/13/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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