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Philip Thomas Spanish

Susquehanna Financial Group, Lllp

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About Philip Thomas Spanish

Philip Spanish is a financial advisor with Susquehanna Financial Group, Lllp. He has been in the financial services industry since 2008 and has extensive experience in the securities and investment industry. Philip has licenses to conduct business in Pennsylvania. Philip is also a registered principal with Susquehanna Financial Group, Lllp.

Firm Information

Philip Spanish is currently registered with Susquehanna Financial Group, Lllp. Susquehanna Financial Group, Lllp is a firm registered in all 50 states and the District of Columbia, as well as with the SEC. It was formed on July 25, 2002, and is classified as an "Other Types of Legal Formation".

Not reported

Assets Under Management

Not reported

Total Clients

128

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Philip Spanish’s Registration & Firm History

PA

11/20/2017 - Present

Susquehanna Financial Group, Lllp (BALA CYNWYD PA)

PA

01/01/2008 - 11/30/2017

VANGUARD MARKETING CORPORATION (MALVERN PA)

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Licenses & Designations

BC

Issued 11/29/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/16/2015

Series 4 - Registered Options Principal Examination

BC

Issued 02/20/2014

Series 24 - General Securities Principal Examination

BC

Issued 02/14/2024

Series 16 - NYSE Supervisory Analyst Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/29/2017

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 05/25/2010

Series 7 - General Securities Representative Examination

BC

Issued 12/27/2007

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Philip Thomas Spanish.
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