Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Philip? Claim Your ProfilePhilip Howerton is a financial advisor registered with Osaic Wealth, Inc. with a focus on financial planning, pension consulting, and educational seminars. Philip has been a registered professional for over 30 years and specializes in serving the needs of high net worth individuals, pension and profit sharing plans, and corporations or other businesses. Philip Howerton is also a real estate agent and is affiliated with Securities America Advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NC
06/14/2024 - Present
Osaic Wealth, Inc. (MORGANTON NC)
NC
06/30/2010 - 06/14/2024
SECURITIES AMERICA, INC. (MORGANTON NC)
NC
12/01/2006 - 07/07/2010
QUESTAR CAPITAL CORPORATION (MORGANTON NC)
NC
01/21/2004 - 12/01/2006
USALLIANZ SECURITIES, INC. (MORGANTON NC)
CA
09/17/2002 - 01/28/2004
QUEST CAPITAL STRATEGIES, INC. (LAGUNA HILLS CA)
MO
10/01/2000 - 06/20/2001
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
NC
11/23/1999 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
NC
05/14/1993 - 11/29/1999
WACHOVIA SECURITIES, INC. (CHARLOTTE NC)
NC
03/20/1990 - 05/20/1993
WHEAT, FIRST SECURITIES, INC. (CHARLOTTE NC)
BOTH
Issued 10/21/2005
Series 66 - Uniform Combined State Law Examination
IA
Issued 08/22/1990
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/03/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/06/2010
Series 31 - Futures Managed Funds Examination
BC
Issued 03/17/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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