Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Philip? Claim Your ProfilePhilip Thomas Frank is a registered investment advisor representative with Family Management Corp. Frank has been in the industry since 2001 and has held previous positions with Constellation Wealth Advisors LLC and Crown Financial Group, Inc. Frank holds a Series 7, 24, 4, 53, 55, 99TO, and SIE licenses and is a registered representative in Florida and New York. Frank has a strong track record of providing investment advice to a diverse clientele including high-net-worth individuals, corporations, charitable organizations, and insurance companies. Frank specializes in providing financial planning, investment management, and selection of other advisors. Frank is also a general partner for investment funds that are exempt from registration under the Investment Advisers Act of 1940.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Serves as general partner to investment funds that are exempt from registration under the investment advisers act 1940.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
08/05/2021 - Present
Family Management Corp. (NEW YORK NY)
NY
05/29/2008 - 04/18/2011
CONSTELLATION WEALTH ADVISORS LLC (NEW YORK NY)
NJ
03/21/2001 - 03/29/2005
CROWN FINANCIAL GROUP, INC. (JERSEY CITY NJ)
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 11/30/2011
Series 53 - Municipal Securities Principal Examination
BC
Issued 09/10/2010
Series 4 - Registered Options Principal Examination
BC
Issued 06/29/2001
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/01/2002
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/20/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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