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Philip Thomas Frank

Family Management Corp.

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About Philip Thomas Frank

Philip Thomas Frank is a registered investment advisor representative with Family Management Corp. Frank has been in the industry since 2001 and has held previous positions with Constellation Wealth Advisors LLC and Crown Financial Group, Inc. Frank holds a Series 7, 24, 4, 53, 55, 99TO, and SIE licenses and is a registered representative in Florida and New York. Frank has a strong track record of providing investment advice to a diverse clientele including high-net-worth individuals, corporations, charitable organizations, and insurance companies. Frank specializes in providing financial planning, investment management, and selection of other advisors. Frank is also a general partner for investment funds that are exempt from registration under the Investment Advisers Act of 1940.

Firm Information

Philip Frank is currently registered with Family Management Corp.. Family Management Corp. is an investment advisor headquartered in New York, NY. They manage approximately $3.61 billion in assets, primarily for high-net-worth individuals, insurance companies, and charitable organizations. They provide a range of advisory services, including financial planning, portfolio management for individuals and pooled investment vehicles, and selection of other advisors. They also serve as the general partner to investment funds that are exempt from registration under the Investment Advisers Act of 1940. The firm has 4 licensed agents and 10 investment advisor representatives.
Family Management Corp.

155 E. 44TH STREET

NEW YORK, NY 10017

$3.61B

Assets Under Management

Not reported

Total Clients

8

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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serves as general partner to investment funds that are exempt from registration under the investment advisers act 1940.

Serves as general partner to investment funds that are exempt from registration under the investment advisers act 1940.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Philip Frank’s Registration & Firm History

NY

08/05/2021 - Present

Family Management Corp. (NEW YORK NY)

NY

05/29/2008 - 04/18/2011

CONSTELLATION WEALTH ADVISORS LLC (NEW YORK NY)

NJ

03/21/2001 - 03/29/2005

CROWN FINANCIAL GROUP, INC. (JERSEY CITY NJ)

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Licenses & Designations

BC

Issued 01/02/2023

Series 14 - Compliance Officer Examination

BC

Issued 11/30/2011

Series 53 - Municipal Securities Principal Examination

BC

Issued 09/10/2010

Series 4 - Registered Options Principal Examination

BC

Issued 06/29/2001

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/01/2002

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 03/20/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Philip Thomas Frank.
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