Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Philip? Claim Your ProfilePhilip Caruso is a financial professional with over 16 years of experience in the industry. Philip is currently registered with Fidelity Brokerage Services LLC and is licensed to conduct business in 51 states. Philip has previously held positions at Fidelity Investments Institutional Services Company, Inc. and Fidelity Brokerage Services LLC. Philip has passed the Series 63, Series 26, Series 7TO, SIE and Series 7 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
05/28/2020 - Present
Fidelity Brokerage Services LLC (DURHAM NC)
NC
01/01/2008 - 02/13/2009
FIDELITY BROKERAGE SERVICES LLC (CARY NC)
NC
02/02/2007 - 01/01/2008
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (CARY NC)
TX
08/12/2005 - 01/09/2007
FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)
BC
Issued 07/01/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/21/2007
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 05/28/2020
Series 7TO - General Securities Representative Examination
BC
Issued 05/19/2020
SIE - Securities Industry Essentials Examination
BC
Issued 08/11/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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