Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Philip? Claim Your ProfilePhilip Scarborough has over 25 years of experience in the financial services industry. Philip is a Registered Representative and Investment Advisor Representative with Ameriprise Financial Services, LLC in San Rafael, California. Previously, Philip worked at various firms, including Cirrus Research, LLC, Citigroup Global Markets Inc., Stifel, Nicolaus & Company, Incorporated, OTR Global Trading LLC, OTA LLC, Pacific Growth Equities, LLC, Van Kasper & Company, and The Robinson-Humphrey Company Inc. Philip specializes in providing financial planning, asset allocation services, portfolio management for individuals and businesses, pension consulting, and educational seminars. Philip holds Series 7 and 66 securities licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
12/08/2021 - Present
Ameriprise Financial Services, LLC (SAN RAFAEL CA)
NY
01/25/2017 - 08/09/2018
CIRRUS RESEARCH, LLC (NEW YORK NY)
CA
08/20/2015 - 02/03/2017
CITIGROUP GLOBAL MARKETS INC. (SAN FRANCISCO CA)
CA
07/02/2013 - 08/25/2015
STIFEL, NICOLAUS & COMPANY, INCORPORATED (SAN FRANCISCO CA)
CA
05/24/2006 - 06/25/2013
OTR GLOBAL TRADING LLC (SAN FRANCISCO CA)
CA
07/18/2005 - 12/31/2008
OTA LLC (SAN FRANCISCO CA)
CA
10/31/1996 - 11/15/2004
PACIFIC GROWTH EQUITIES, LLC (SAN FRANCISCO CA)
CA
09/19/1995 - 09/17/1996
VAN KASPER & COMPANY (SAN FRANCISCO CA)
GA
08/26/1993 - 08/29/1995
THE ROBINSON-HUMPHREY COMPANY INC. (ATLANTA GA)
BOTH
Issued 03/23/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/15/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/09/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/25/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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