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Philip Stephen Aufiero

Cetera Advisor Networks LLC

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About Philip Stephen Aufiero

Philip Aufiero has over 49 years of experience in the financial services industry. Philip is currently registered with Cetera Advisor Networks LLC. Philip has held previous registrations with Walnut Street Securities, Inc., Nathan & Lewis Securities, Inc., CPC Securities Corporation, American General Capital Planning, Inc., Travelers Equities Sales, Inc., P & I Equities Corporation, IDS Life Insurance Company, IDS Marketing Corporation and Investors Diversified Services, Inc. Philip is currently licensed in Massachusetts, New Jersey, New York, and Rhode Island.

Firm Information

Philip Aufiero is currently registered with Cetera Advisor Networks LLC. Cetera Advisor Networks LLC is a Limited Liability Company formed in 2012. The firm is registered with the SEC and in 53 states. It is approved to provide advisory services.

Not reported

Assets Under Management

Not reported

Total Clients

695

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Philip Aufiero’s Registration & Firm History

NY

09/03/2013 - Present

Cetera Advisor Networks LLC (TARRYTOWN NY)

NY

08/01/2003 - 09/03/2013

WALNUT STREET SECURITIES, INC. (TARRYTOWN NY)

NY

09/03/1991 - 08/01/2003

NATHAN & LEWIS SECURITIES, INC. (NEW YORK NY)

NA

01/13/1981 - 09/06/1991

CPC SECURITIES CORPORATION

NA

10/06/1976 - 01/16/1981

AMERICAN GENERAL CAPITAL PLANNING, INC.

NA

11/27/1973 - 04/20/1976

TRAVELERS EQUITIES SALES, INC.

NA

10/29/1973 - 04/08/1976

P & I EQUITIES CORPORATION

NA

01/04/1973 - 07/18/1973

IDS LIFE INSURANCE COMPANY

NA

01/04/1973 - 07/18/1973

IDS MARKETING CORPORATION

NA

01/04/1973 - 07/18/1973

INVESTORS DIVERSIFIED SERVICES, INC.

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Licenses & Designations

BC

Issued 09/26/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/29/1972

Series 1 - Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Philip Stephen Aufiero.
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