Unclaimed
Philip St. g. Cocke is a financial professional with over two decades of experience in the industry. Philip is currently registered with Partnercap Securities, LLC, in Bluffton, SC. Previously, Philip was associated with several other firms including Pickwick Capital Partners, LLC, Colony Park Financial Services LLC., Hunnicutt & Co., Inc., Merit Capital Associates, Inc., Barnett Investments, Inc. and Kidder, Peabody & Co. Incorporated. Philip holds licenses including Series 3, 7, 24, 63, 79TO, 99TO, and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
SC
10/02/2006 - Present
Partnercap Securities, LLC (BLUFFTON SC)
NY
12/05/2012 - 11/06/2015
PICKWICK CAPITAL PARTNERS, LLC (WHITE PLAINS NY)
NY
06/15/2004 - 09/29/2006
COLONY PARK FINANCIAL SERVICES LLC. (NEW YORK NY)
NY
06/25/2002 - 03/28/2003
HUNNICUTT & CO., INC. (NEW YORK NY)
CT
10/01/1997 - 01/21/1998
MERIT CAPITAL ASSOCIATES, INC. (WESTPORT CT)
FL
03/12/1996 - 06/25/1996
BARNETT INVESTMENTS, INC. (JACKSONVILLE FL)
NY
11/06/1985 - 04/06/1989
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
BC
Issued 10/20/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 05/14/2007
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/11/1996
Series 7 - General Securities Representative Examination
BC
Issued 08/14/1985
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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