Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Philip? Claim Your ProfilePhilip Soto is an investment advisor representative with T. Rowe Price Associates, Inc. Philip is licensed and registered in 55 states and jurisdictions. Philip has been in the industry since 2007. Prior to joining T. Rowe Price, Philip worked for Wells Fargo Bank NA and Franklin/Templeton Distributors, Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
CA
03/01/2019 - Present
T. Rowe Price Associates, Inc. (Huntington Beach CA)
CA
10/30/2008 - 08/12/2009
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
CA
09/17/2004 - 06/03/2008
FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (SAN MATEO CA)
TX
01/16/2003 - 08/24/2004
FISERV INVESTOR SERVICES, INC. (HOUSTON TX)
CA
05/21/2002 - 01/02/2003
CAL FED INVESTMENTS (SACRAMENTO CA)
CA
09/10/1998 - 02/11/2002
FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (SAN MATEO CA)
NJ
09/10/1998 - 09/18/1998
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BOTH
Issued 02/28/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/22/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/30/2021
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/31/2017
Series 7 - General Securities Representative Examination
BC
Issued 09/09/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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