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Philip Slavin

Nylife Securities LLC

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About Philip Slavin

Philip Slavin is a financial advisor with Nylife Securities LLC. Philip has been in the financial services industry since October 17, 2016, and is currently registered with FINRA and the state of New York. Philip holds the Series 6, Series 7, and SIE licenses.

Firm Information

Philip Slavin is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Philip Slavin’s Registration & Firm History

NY

09/28/2023 - Present

Nylife Securities LLC (NEW YORK NY)

NY

12/23/2021 - 08/01/2023

MORGAN STANLEY (New York NY)

NY

10/18/2018 - 08/25/2021

NYLIFE SECURITIES LLC (NEW YORK NY)

NY

04/25/2016 - 10/22/2018

NYLIFE DISTRIBUTORS LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/22/2018

Series 7 - General Securities Representative Examination

BC

Issued 04/23/2016

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Philip Slavin.
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