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Philip Scott MacKenzie

ING Financial Markets LLC

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About Philip Scott MacKenzie

Philip MacKenzie is a financial professional with over 16 years of experience in the industry. Philip has a broad range of experience, having worked at firms such as Oppenheimer & Co. Inc., Susquehanna Financial Group, LLLP, Morgan Stanley Smith Barney, Morgan Stanley & Co. Incorporated, and Morgan Stanley DW Inc. Currently, Philip is registered with ING Financial Markets LLC. Philip is licensed in all 50 states.

Firm Information

Philip MacKenzie is currently registered with ING Financial Markets LLC. ING Financial Markets LLC is a Limited Liability Company formed in November 1995 and is registered in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. The firm has been approved for SEC registration and has reported 10 Regulatory Events.

Not reported

Assets Under Management

Not reported

Total Clients

40

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Philip MacKenzie’s Registration & Firm History

NY

04/25/2018 - Present

ING Financial Markets LLC (Tuckahoe NY)

NY

04/18/2012 - 04/06/2018

OPPENHEIMER & CO. INC. (NEW YORK NY)

NY

08/19/2010 - 06/10/2011

SUSQUEHANNA FINANCIAL GROUP, LLLP (NEW YORK NY)

NY

06/01/2009 - 08/23/2010

MORGAN STANLEY SMITH BARNEY (PURCHASE NY)

NY

04/02/2007 - 06/01/2009

MORGAN STANLEY & CO. INCORPORATED (NEW YORK NY)

NY

11/28/2006 - 04/02/2007

MORGAN STANLEY DW INC. (PURCHASE NY)

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Licenses & Designations

BC

Issued 03/31/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/18/2019

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/18/2009

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 11/27/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Philip Scott MacKenzie.
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