Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Philip? Claim Your ProfilePhilip Salvatore Pucci is a registered representative with Joseph Gunnar & Co. LLC. Philip has been in the securities industry since April 17, 1990 and has a broad range of experience. Philip is licensed in New Jersey and New York and has several securities licenses including Series 7, Series 24, Series 55, Series 57TO, Series 99TO, and Series 63. Philip has worked with a variety of firms throughout their career, including Northeast Securities, Inc., Spear, Leeds & Kellogg, L.P., Robb Peck McCooey Clearing Corporation, and CIBC Oppenheimer Corp. Philip specializes in providing financial advice to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Share in fees paid to tpmms
1
2
NY
03/10/2021 - Present
Joseph Gunnar & Co. LLC (UNIONDALE NY)
NJ
08/28/2020 - 03/10/2021
FELDSTEIN FINANCIAL GROUP, LLC (BASKING RIDGE NJ)
NY
11/03/2017 - 03/17/2020
JOSEPH GUNNAR & CO. LLC (UNIONDALE NY)
NY
09/25/2017 - 10/24/2017
AVATAR SECURITIES, LLC (NEW YORK NY)
NY
04/02/2004 - 08/08/2017
NORTHEAST SECURITIES, INC. (MITCHEL FIELD NY)
NY
08/22/2000 - 12/14/2001
SPEAR, LEEDS & KELLOGG, L.P. (NEW YORK NY)
NY
04/05/1999 - 09/11/2000
ROBB PECK MCCOOEY CLEARING CORPORATION (NEW YORK NY)
NY
06/17/1988 - 06/26/1998
CIBC OPPENHEIMER CORP. (NEW YORK NY)
NA
11/11/1987 - 03/03/1988
BAIRD, PATRICK & CO., INC.
NA
10/14/1987 - 11/30/1987
BROOKS WEINGER ROBBINS & LEEDS INC.
NA
08/11/1987 - 10/15/1987
SPRUNG AND WISE SECURITIES, INC.
NA
06/10/1987 - 06/25/1987
PHILIPS, APPEL & WALDEN, INC.
NA
03/19/1986 - 06/09/1987
BROOKS WEINGER ROBBINS & LEEDS INC.
NA
03/19/1986 - 05/27/1986
NORBAY SECURITIES INC.
BC
Issued 06/04/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/10/2008
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/03/2004
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/15/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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