Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Philip? Claim Your ProfilePhilip Vasan is a securities professional with over 30 years of experience in the financial industry. Philip is currently registered with Blackrock Investments, LLC and holds a variety of licenses and registrations, including Series 3, 4, 7, 9, 10, 24, and 63. Philip has been a registered principal since 1995. Philip has held previous positions with Credit Suisse Securities (USA) LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/14/2016 - Present
Blackrock Investments, LLC (NEW YORK NY)
NY
02/12/1993 - 08/08/2016
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
BC
Issued 11/16/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/15/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/01/1995
Series 24 - General Securities Principal Examination
BC
Issued 08/15/1994
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/03/2008
Series 3 - National Commodity Futures Examination
BC
Issued 02/02/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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