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Philip Russell Holmes

Mutual OF America Securities LLC

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About Philip Russell Holmes

Philip Russell Holmes is a financial advisor with over 15 years of experience in the financial services industry. He is currently registered with Mutual of America Securities LLC, and has previously held roles at firms including Mutual of America Life Insurance Company, TIAA-CREF Individual & Institutional Services, LLC, Country Capital Management Company, and Jackson National Life Distributors LLC. Philip is licensed to provide investment advice in multiple states, including Colorado, Alabama, Arkansas, Mississippi, and Tennessee. He holds Series 6, 7, 63 and 66 securities licenses, as well as the SIE exam.

Firm Information

Philip Holmes is currently registered with Mutual OF America Securities LLC. Mutual OF America Securities LLC is a Limited Liability Company formed on June 29, 1990. The firm is registered in all 50 states and the District of Columbia, as well as with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

346

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Philip Holmes’s Registration & Firm History

CO

08/12/2014 - Present

Mutual OF America Securities LLC (GREENWOOD VILLAGE CO)

CO

08/12/2014 - 11/10/2020

MUTUAL OF AMERICA LIFE INSURANCE COMPANY (GREENWOOD VILLAGE CO)

CO

02/09/2011 - 07/01/2014

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (DENVER CO)

CO

09/29/2009 - 01/26/2011

COUNTRY CAPITAL MANAGEMENT COMPANY (AURORA CO)

CO

10/01/2007 - 09/14/2009

JACKSON NATIONAL LIFE DISTRIBUTORS LLC (DENVER CO)

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Licenses & Designations

BOTH

Issued 02/14/2014

Series 66 - Uniform Combined State Law Examination

BC

Issued 08/08/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/24/2013

Series 7 - General Securities Representative Examination

BC

Issued 09/28/2007

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Philip Russell Holmes. Review regulatory record here.
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