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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Philip? Claim Your ProfilePhilip Martin is a financial advisor with Raymond James & Associates, Inc. based in Denver, Colorado. Philip has over 25 years of experience in the financial services industry. He is registered with FINRA as a Registered Representative and a General Securities Principal. Philip holds the Series 6, 7, 10, 63 and 66 securities licenses as well as the SIE exam certification. Philip is a FINRA Arbitrator and has worked previously for Charles Schwab & Co., Inc.. Philip is a strong advocate for his clients' financial well-being. Philip is committed to providing personalized financial advice and guidance to his clients. He believes in building long-term relationships with his clients based on trust and transparency.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CO
07/31/2019 - Present
Raymond James & Associates, Inc. (DENVER CO)
CO
02/09/1996 - 08/09/2019
CHARLES SCHWAB & CO., INC. (LONE TREE CO)
MN
05/23/1995 - 08/29/1995
FORTIS INVESTORS, INC. (OAKDALE MN)
BOTH
Issued 12/20/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/02/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/23/2001
Series 4 - Registered Options Principal Examination
BC
Issued 01/23/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/08/1996
Series 7 - General Securities Representative Examination
BC
Issued 05/22/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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