Unclaimed
Philip Tretola has been in the financial services industry since June 19, 2008. Philip is currently registered with BNP Paribas Securities Corp. and is licensed in New York and New Jersey. Philip previously worked at Credit Suisse Securities (USA) LLC, Nomura Securities International, Inc., and Morgan Stanley & Co. Incorporated. Philip holds the Series 3, 7, 24, and 63 securities licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/02/2022 - Present
BNP Paribas Securities Corp. (NEW YORK NY)
NY
08/05/2019 - 08/26/2022
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
08/28/2013 - 05/07/2019
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
NY
10/04/2004 - 03/11/2010
MORGAN STANLEY & CO. INCORPORATED (NEW YORK NY)
BC
Issued 08/30/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/25/2016
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/27/2013
Series 7 - General Securities Representative Examination
BC
Issued 12/03/2004
Series 3 - National Commodity Futures Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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