Unclaimed
Philip Keffer is a financial professional with over three years of experience in the industry. Philip is a registered representative with Houlihan Lokey Capital, Inc. and holds the Series 63, Series 79, and SIE licenses. Philip is currently registered to conduct business in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
12/03/2015 - Present
Houlihan Lokey Capital, Inc. (NEW YORK NY)
BC
Issued 12/23/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/03/2015
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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