Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Philip? Claim Your ProfilePhilip Brody is a financial advisor at CWA Asset Management Group. Philip has been in the industry for over 20 years, working for a variety of firms including M Holdings Securities, Inc., NFP Securities, Inc., Wachovia Securities, LLC, Northwestern Mutual Investment Services, LLC, and Robert W. Baird & Co. Incorporated. Philip is registered with the state of North Carolina as an Investment Advisor Representative. He is also licensed to sell securities in Texas. Philip has a wide range of experience in financial planning, portfolio management, and pension consulting. Philip is committed to providing his clients with personalized financial advice that meets their individual needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
05/22/2014 - Present
CWA Asset Management Group (NAPLES FL)
NC
06/21/2013 - 04/08/2014
M HOLDINGS SECURITIES, INC. (CHARLOTTE NC)
NC
09/06/2005 - 06/26/2013
NFP SECURITIES, INC. (CHARLOTTE NC)
MO
01/06/2003 - 08/16/2005
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
WI
01/08/2002 - 04/23/2002
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)
WI
01/08/2002 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
IA
Issued 09/22/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/30/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/20/2003
Series 7 - General Securities Representative Examination
BC
Issued 01/07/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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