Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Philip? Claim Your ProfilePhilip Lauro is a financial advisor at Seaport Global Securities LLC. Philip has been in the financial services industry since February 23, 2005. Philip holds FINRA Series 7 and SIE licenses. Philip is registered to sell securities in all 50 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
11/06/2015 - Present
Seaport Global Securities LLC (NEW YORK NY)
NY
11/04/2013 - 11/25/2015
IMPERIAL CAPITAL, LLC (NEW YORK NY)
NY
04/16/2013 - 11/08/2013
JANNEY MONTGOMERY SCOTT LLC (NEW YORK NY)
CT
07/02/2012 - 04/08/2013
KNIGHT CAPITAL AMERICAS LLC (GREENWICH CT)
CT
01/03/2011 - 07/02/2012
KNIGHT CAPITAL AMERICAS, L.P. (GREENWICH CT)
CT
07/16/2008 - 01/03/2011
KNIGHT LIBERTAS LLC (GREENWICH CT)
NY
03/09/2006 - 10/31/2006
STERNE, AGEE & LEACH, INC. (NEW YORK NY)
NJ
05/24/2005 - 03/03/2006
INTERCAPITAL SECURITIES LLC (JERSEY CITY NJ)
NY
05/30/2003 - 06/14/2005
HSBC SECURITIES (USA) INC. (NEW YORK CITY NY)
BC
Issued 03/05/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/28/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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