Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Philip? Claim Your ProfilePhilip Prasad is a financial advisor with over 28 years of experience in the industry. Philip is currently registered with SPC, and previously held registrations with BANC OF AMERICA INVESTMENT SERVICES, INC., QUICK & REILLY, INC., SUMMIT FINANCIAL SERVICES GROUP, INC., ROBB PECK MCCOOEY CLEARING CORPORATION, SANDGRAIN SECURITIES, INC., STUART, COLEMAN & CO., INC., FIRST ALBANY CORPORATION, INVESTORS ASSOCIATES, INC., and CHATFIELD DEAN & CO., INC.. Philip is a licensed investment advisor representative in NJ and TX, and is also registered as a broker-dealer in AZ, NJ, NY, PA, SC, TN and TX. Philip has a strong track record of providing financial advice to individuals, families, and businesses. Philip also holds the Series 7, Series 63, Series 65, and SIE licenses. Philip is committed to providing personalized financial planning and investment management services to help clients achieve their financial goals. Philip also offers other services, such as educational seminars and consultation services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consultation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar attendance fees
1
2
NJ
11/13/2019 - Present
SPC (SAYREVILLE NJ)
MA
10/20/2004 - 02/21/2006
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
NY
04/25/2001 - 10/20/2004
QUICK & REILLY, INC. (NEW YORK NY)
PA
10/21/1999 - 04/25/2001
SUMMIT FINANCIAL SERVICES GROUP, INC. (BETHLEHEM PA)
NY
08/13/1998 - 10/20/1999
ROBB PECK MCCOOEY CLEARING CORPORATION (NEW YORK NY)
NY
06/26/1997 - 08/03/1998
SANDGRAIN SECURITIES, INC. (GARDEN CITY NY)
NY
07/17/1995 - 06/10/1997
STUART, COLEMAN & CO., INC. (NEW YORK NY)
NY
01/20/1995 - 07/24/1995
FIRST ALBANY CORPORATION (NEW YORK NY)
NJ
02/25/1994 - 01/18/1995
INVESTORS ASSOCIATES, INC. (HACKENSACK NJ)
CO
01/06/1994 - 02/04/1994
CHATFIELD DEAN & CO., INC. (GREENWOOD VILLAGE CO)
IA
Issued 05/23/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/30/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/27/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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